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Canadian Investment Manager
Results: 96

#	Item
61	CSA Staff Notice[removed]Relevant Investment Management Experience for Advising Representatives and Associate Advising Representatives of Portfolio Managers January 17, 2013 Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:17:12 Financial services Collective investment schemes Institutional investors Investment management Canadian securities regulation Mutual fund Investment Policy Statement Security Portfolio manager Financial economics Investment Finance
62	Microsoft Word - 33_109f7_bl.docx Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:17:11 Exempt market dealer Business Money Canadian securities regulation Securities Act Mutual Fund Dealers Association Non-reporting issuer Canadian Investment Manager Finance Investment Financial economics
63	IN THE MATTER OF THE SECURITIES ACT, S.N.W.T. 2008, c. 10, AS AMENDED - and Exemption for Advising Representatives of Portfolio Managers from Sections 3.5 and 3.9 of National Instrument[removed]Registration Requirements a Add to Reading List Source URL: www.justice.gov.nt.ca Language: English - Date: 2013-09-18 17:03:34 Exempt market dealer Collective investment schemes Financial services Mutual fund Canadian Investment Manager Financial economics Investment Finance
64	A MESSAGE FROM YOUR RELATIONSHIP MANAGER Add to Reading List Source URL: www.tmx.com Language: English - Date: 2013-02-20 09:31:06 TSX Venture Exchange S&P/TSX Composite Index TMX Group Investment Canadian Securities Administrators TSX Venture 50 Investor relations Economy of Canada Canada Toronto Stock Exchange
65	March 9, 2013 Rossana Di Lieto Vice President, Registration, Complaints & Inquiries Investment Industry Regulatory Organization of Canada Suite 2000, 121 King Street West Toronto, ON M5H 3T9 Add to Reading List Source URL: faircanada.ca Language: English - Date: 2013-12-18 18:13:27 Business Professional certification in finance Financial adviser Financial planner Canadian securities regulation Investment Industry Regulatory Organization of Canada Certified Financial Planner Canadian Investment Manager Financial economics Finance Investment
66	April 10, 2014 Richard J. Corner Vice President, Member Regulation Policy Investment Industry Regulatory Organization of Canada Suite 2000, 121 King Street West Toronto, ON M5H 3T9 Add to Reading List Source URL: faircanada.ca Language: English - Date: 2014-04-10 14:17:52 Securities Financial services Exempt market dealer Canadian securities regulation Collective investment scheme Investment Industry Regulatory Organization of Canada Canadian Investment Manager Financial economics Investment Finance
67	May 18, 2012 Robert Day Manager, Business Planning Ontario Securities Commission 20 Queen Street West Suite 1900, Box 55 Add to Reading List Source URL: faircanada.ca Language: English - Date: 2013-12-18 18:11:24 Financial services Collective investment schemes Canadian law Canadian securities regulation Ontario Securities Commission Institutional investors Mutual fund Canadian Securities Administrators Research In Motion Financial economics Investment Finance
68	January 31, 2013 Mark Wang Manager, Legal Services Capital Markets Regulation British Columbia Securities Commission P.O. Box 10142, Pacific Centre Add to Reading List Source URL: faircanada.ca Language: English - Date: 2013-12-18 18:13:52 Securities Stock market Financial services Canadian securities regulation Accredited investor Security Private placement British Columbia Securities Commission Securities market Financial economics Investment Finance
69	OPEN LETTER April 26, 2013 Canadian Securities Administrators c/o Mr. Bill Rice Chair, Canadian Securities Administrators Suite 600, 250-5th Street SW Add to Reading List Source URL: faircanada.ca Language: English - Date: 2013-12-18 18:12:24 Financial economics Canadian securities regulation Business Financial system Finance Canadian Investment Manager Financial regulation Investment Industry Regulatory Organization of Canada Securities
70	Investment Certifications and IIROC’s Glossary of Financial Certifications If an advisor represents that she or he has special expertise, a certification or a financial designation, you should make sure you understand Add to Reading List Source URL: iiroc.ca Language: English - Date: 2013-10-30 09:32:16 Financial economics Professional certification in finance Investment Industry Regulatory Organization of Canada Public key certificate Finance Canadian Investment Manager Financial adviser Standards Business Professional certification

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